FIN 501 - Ethics in the Financial Marketplace

Course Description: This course provides an initial yet thorough exposure to the CFA Institute’s Code of Ethics and Standards of Professional Conduct. Exposure will also be provided to the Asset Manager Code of Conduct and Research Objectivity Guidelines, also developed by the CFA Institute. Case studies will provide a significant portion of the training, with the goal of preparing students to avoid unethical and unprofessional practices in financial markets.

Credit Hours: 2

Corequisite Courses: None
Prerequisite Courses: None
Additional Restrictions/ Requirements: None
Course Repeatability: Course may not be repeated Maximum Repeatable Hours: 2

ADDITIONAL COURSE INFORMATION

Equivalent Courses: None
Undergraduate Crosslisting: None
Additional Course Fees: None
Course Attribute: None

Click here for the Spring 2025 Class Schedule.